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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-04-01 |
Branch Locations
999 Bishop Street 2Nd Floor, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Honolulu | HI | 12/2018 | Present |
| First Hawaiian Bank | Honolulu | HI | 12/2014 | Present |
| University Of Hawaii West Oahu | Ewa Beach | HI | 06/2015 | 12/2016 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 04/2019 | Present |
(1)Name of Business: Financial Planning Association of Hawaii Address: 1451 Queen Emma St, Honolulu, HI, 96813, United States Activity Type: Non profit Position/Title: Board Member, Chair of the Board, Subcommittee Member Investment Related: Yes Start Date: 02/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist in making decisions related to the governance, finances and programming for the organization. I will be Chair of the Board for 2026. I will NOT have authority to sign checks. (2)Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/14/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Service existing client base and acquiring new clients. Drive business results and business development. Assist with account openings and transaction paperwork. (3)Name of Business: Junior Achievement of Hawaii Address: 3944 Kaimuki Ave, Honolulu, HI, 96816, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Committee Member Investment Related: Yes Start Date: 09/11/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve as a board member, Treasurer and Finance Committee Chair for the organization. I assist with decisions related to the governance and finances of the organization. I do not have control of any funds and will not act as a signer on behalf of the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-29 |
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