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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2019-04-01
  • HI RA
    APPROVED
    Since 2019-04-01

Branch Locations

999 Bishop Street 2Nd Floor, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Honolulu HI 12/2018 Present
First Hawaiian Bank Honolulu HI 12/2014 Present
University Of Hawaii West Oahu Ewa Beach HI 06/2015 12/2016
Raymond James Financial Services Advisors Inc. Honolulu HI 04/2019 Present
  • 12/2018 → Present
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 12/2014 → Present
    First Hawaiian Bank
    Honolulu, HI
  • 06/2015 → 12/2016
    University Of Hawaii West Oahu
    Ewa Beach, HI
  • 04/2019 → Present
    Honolulu, HI
Other Businesses

(1)Name of Business: Financial Planning Association of Hawaii Address: 1451 Queen Emma St, Honolulu, HI, 96813, United States Activity Type: Non profit Position/Title: Board Member, Chair of the Board, Subcommittee Member Investment Related: Yes Start Date: 02/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist in making decisions related to the governance, finances and programming for the organization. I will be Chair of the Board for 2026. I will NOT have authority to sign checks. (2)Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/14/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Service existing client base and acquiring new clients. Drive business results and business development. Assist with account openings and transaction paperwork. (3)Name of Business: Junior Achievement of Hawaii Address: 3944 Kaimuki Ave, Honolulu, HI, 96816, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Committee Member Investment Related: Yes Start Date: 09/11/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve as a board member, Treasurer and Finance Committee Chair for the organization. I assist with decisions related to the governance and finances of the organization. I do not have control of any funds and will not act as a signer on behalf of the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-29
  • S66 Uniform Combined State Law Examination
    2019-03-29

View on SEC IAPD

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