Lindsay Sharon Thompson

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-05
FL	RA	APPROVED	2025-10-03

TX RA
APPROVED_RES

Since 2026-01-05
FL RA
APPROVED

Since 2025-10-03

Branch Locations

Maitland, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Maitland	FL	12/2018	Present
Anthony'S Thornton Park	Orlando	FL	11/2017	07/2018
The Timeshare Brokers, Llc	Orlando	FL	08/2016	12/2017
Unemployed	Orlando	FL	07/2018	11/2018
Schwab Wealth Advisory Inc	Maitland	FL	05/2025	Present

12/2018 → Present

Charles Schwab & Co., Inc.

Maitland, FL
11/2017 → 07/2018

Anthony'S Thornton Park

Orlando, FL
08/2016 → 12/2017

The Timeshare Brokers, Llc

Orlando, FL
07/2018 → 11/2018

Unemployed

Orlando, FL
05/2025 → Present

Schwab Wealth Advisory Inc

Maitland, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-15
S63	Uniform Securities Agent State Law Examination	2019-01-25

S66 Uniform Combined State Law Examination

2025-09-15
S63 Uniform Securities Agent State Law Examination

2019-01-25

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Other Firms

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