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2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-01-04 |
Branch Locations
2346 Mormon Trek Blvd Suite 2700, Iowa City, IA 52246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rda Financial Network | Coralville | IA | 01/2020 | 10/2020 |
| Think Iowa City | Coralville | IA | 01/2020 | Present |
| Self Employed - Mims Financial | Iowa City | IA | 08/2019 | Present |
| Southeast Community School District | Ravenna | OH | 08/2018 | 06/2019 |
| The Market Garden | Phoenix | AZ | 07/2018 | 05/2019 |
| University Of Richmond | Richmond | VA | 09/2015 | 06/2018 |
| Strategic Asset Management | Rochester | MN | 01/2021 | Present |
1.) Landlord and Rental Property Owner - Properties are not investment related and I conduct business out of my home address. Rental business began 01/2016 and I spend 2 hours a month on this. 2.) MONICA MIMS INDEPENDENT INSURANCE - AGENT-IOWA CITY, IA - SINCE 4/2022 - INVESTMENT RELATED - 10 HRS DURING TRADING 3.) MIMS FINANCIAL SERVICES - VICE PRESIDENT - DBA FOR MARKETING PURPOSES ONLY - IOWA CITY, IA SINCE 02/2023 - INVESTMENT RELATED - SPENDS 100 HRS DURING TRADING HOURS. 4.) IOWA CITY COMMUNITY SCHOOL DISTRICT - ASST CROSS COUNTRY AND TRACK COACH - VOLUNTEER SINCE 01/2023 - NOT INVESTMENT RELATED - 0 HRS SPENT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-12 |
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