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Current Employers
Strategic Asset Management Llc.

2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-01-04
  • IA RA
    APPROVED
    Since 2021-01-04

Branch Locations

2346 Mormon Trek Blvd Suite 2700, Iowa City, IA 52246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rda Financial Network Coralville IA 01/2020 10/2020
Think Iowa City Coralville IA 01/2020 Present
Self Employed - Mims Financial Iowa City IA 08/2019 Present
Southeast Community School District Ravenna OH 08/2018 06/2019
The Market Garden Phoenix AZ 07/2018 05/2019
University Of Richmond Richmond VA 09/2015 06/2018
Strategic Asset Management Rochester MN 01/2021 Present
  • 01/2020 → 10/2020
    Coralville, IA
  • 01/2020 → Present
    Think Iowa City
    Coralville, IA
  • 08/2019 → Present
    Self Employed - Mims Financial
    Iowa City, IA
  • 08/2018 → 06/2019
    Southeast Community School District
    Ravenna, OH
  • 07/2018 → 05/2019
    The Market Garden
    Phoenix, AZ
  • 09/2015 → 06/2018
    University Of Richmond
    Richmond, VA
  • 01/2021 → Present
    Strategic Asset Management
    Rochester, MN
Previous Registrations
Other Businesses

1.) Landlord and Rental Property Owner - Properties are not investment related and I conduct business out of my home address. Rental business began 01/2016 and I spend 2 hours a month on this. 2.) MONICA MIMS INDEPENDENT INSURANCE - AGENT-IOWA CITY, IA - SINCE 4/2022 - INVESTMENT RELATED - 10 HRS DURING TRADING 3.) MIMS FINANCIAL SERVICES - VICE PRESIDENT - DBA FOR MARKETING PURPOSES ONLY - IOWA CITY, IA SINCE 02/2023 - INVESTMENT RELATED - SPENDS 100 HRS DURING TRADING HOURS. 4.) IOWA CITY COMMUNITY SCHOOL DISTRICT - ASST CROSS COUNTRY AND TRACK COACH - VOLUNTEER SINCE 01/2023 - NOT INVESTMENT RELATED - 0 HRS SPENT DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-12
  • S65 Uniform Investment Adviser Law Examination
    2019-11-12

View on SEC IAPD

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