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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-25 |
| NH | RA | APPROVED | 2019-11-04 |
Branch Locations
133 Brock St, Rochester, NH 03867 • United States
121 Shattuck Way, Ste 16, Newington, NH 03801 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2021-01-21 |
Branch Locations
121 Shattuck Way Suite 16, Newington, NH 03801 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Panera Bread | Portsmouth | NH | 01/2016 | 02/2017 |
| Vacation Innovations | Portsmouth | NH | 02/2017 | 11/2018 |
| Northeast Planning Associates, Inc. | Newington | NH | 11/2018 | Present |
| University Of New Hampshire | Durham | NH | 07/2011 | 12/2016 |
| Lpl Financial, Llc | Newington | NH | 11/2018 | Present |
1)07/02/2019 - Stellar Telescope - on line business - out of residential location - start: 10/2017 - 3 hr/mth 2) 2/3/2021 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 12/13/2019 - 160 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 2/8/2021 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 4) 2/8/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 02/03/2021 - 8 Hours Per Month/1 Hours During Securities Trading. 5) 3/8/2021 - No Business Name - Not Investment Related - Home Based - Other-Business Owner - Musician - Started 12/01/2014 - 8 Hours Per Month/0 Hours During Securities Trading - Performer, Private Instructor, composer/writer. 6) 10/25/2021 - Zero To Campfire Hero - Not Investment Related - Home Based - Business Owner Online Music Education - Start Date: 10/14/2021 - 20 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
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