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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-25
NH RA APPROVED 2019-11-04
  • TX RA
    APPROVED
    Since 2021-10-25
  • NH RA
    APPROVED
    Since 2019-11-04

Branch Locations

133 Brock St, Rochester, NH 03867 • United States

121 Shattuck Way, Ste 16, Newington, NH 03801 • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-01-21
  • NH RA
    APPROVED
    Since 2021-01-21

Branch Locations

121 Shattuck Way Suite 16, Newington, NH 03801 • United States

43 Constitution Drive, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Panera Bread Portsmouth NH 01/2016 02/2017
Vacation Innovations Portsmouth NH 02/2017 11/2018
Northeast Planning Associates, Inc. Newington NH 11/2018 Present
University Of New Hampshire Durham NH 07/2011 12/2016
Lpl Financial, Llc Newington NH 11/2018 Present
  • 01/2016 → 02/2017
    Panera Bread
    Portsmouth, NH
  • 02/2017 → 11/2018
    Vacation Innovations
    Portsmouth, NH
  • 11/2018 → Present
    Newington, NH
  • 07/2011 → 12/2016
    University Of New Hampshire
    Durham, NH
  • 11/2018 → Present
    Newington, NH
Other Businesses

1)07/02/2019 - Stellar Telescope - on line business - out of residential location - start: 10/2017 - 3 hr/mth 2) 2/3/2021 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 12/13/2019 - 160 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 2/8/2021 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 4) 2/8/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 02/03/2021 - 8 Hours Per Month/1 Hours During Securities Trading. 5) 3/8/2021 - No Business Name - Not Investment Related - Home Based - Other-Business Owner - Musician - Started 12/01/2014 - 8 Hours Per Month/0 Hours During Securities Trading - Performer, Private Instructor, composer/writer. 6) 10/25/2021 - Zero To Campfire Hero - Not Investment Related - Home Based - Business Owner Online Music Education - Start Date: 10/14/2021 - 20 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01

View on SEC IAPD

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