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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-05-19 |
Branch Locations
24 Wakefield St, Rochester, NH 03867 • United States
Sanbornville, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NH | 01/2007 | 05/2017 |
| Ameriprise Financial Services Inc | Rochester | NH | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | NH | 03/2020 | Present |
Independent Insurance Brokering; Jackson National; 05/05/2017; / prudential; 06/02/2017; / allianz; 06/02/2017; / axa; 06/02/2017; . Business Ownership; Tammy Lavertue; ; tax prep; 24 Wakefield st Rochester nh 03867, ,; Not Investment-Related; 11/30/2016; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-17 |
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