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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-06-29 |
Branch Locations
73 Wakefield Street, Rochester, NH 03867 • United States
One New Hampshire Ave Ste 125, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cartelli's North End | Dover | NH | 10/2020 | 09/2021 |
| Granite Steak And Grille | Rochester | NH | 01/2021 | 06/2021 |
| Atlas Memorial Inc. | Portsmouth | NH | 05/2020 | 04/2021 |
| University Of Rhode Island | Kingston | RI | 09/2016 | 05/2020 |
| Northeast Credit Union | Portsmouth | NH | 05/2019 | 09/2019 |
| Business Department Of Cop, University Of Rhode Island | Kingston | RI | 09/2017 | 05/2020 |
| Rochester Country Club | Rochester | NH | 05/2018 | 09/2018 |
| Rochester Country Club | Rochester | NH | 05/2017 | 09/2017 |
| Rochester Country Club | Rochester | NH | 06/2016 | 09/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2021 | Present |
| Chl & Associates | Rochester | NH | 07/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: CHL & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE DBA; START DATE: 07/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE DBA; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-09 |
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