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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-06-29
  • NH RA
    APPROVED
    Since 2023-06-29

Branch Locations

73 Wakefield Street, Rochester, NH 03867 • United States

One New Hampshire Ave Ste 125, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cartelli's North End Dover NH 10/2020 09/2021
Granite Steak And Grille Rochester NH 01/2021 06/2021
Atlas Memorial Inc. Portsmouth NH 05/2020 04/2021
University Of Rhode Island Kingston RI 09/2016 05/2020
Northeast Credit Union Portsmouth NH 05/2019 09/2019
Business Department Of Cop, University Of Rhode Island Kingston RI 09/2017 05/2020
Rochester Country Club Rochester NH 05/2018 09/2018
Rochester Country Club Rochester NH 05/2017 09/2017
Rochester Country Club Rochester NH 06/2016 09/2016
Cetera Wealth Services, Llc El Segundo CA 09/2021 Present
Chl & Associates Rochester NH 07/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2020 → 09/2021
    Cartelli's North End
    Dover, NH
  • 01/2021 → 06/2021
    Granite Steak And Grille
    Rochester, NH
  • 05/2020 → 04/2021
    Atlas Memorial Inc.
    Portsmouth, NH
  • 09/2016 → 05/2020
    University Of Rhode Island
    Kingston, RI
  • 05/2019 → 09/2019
    Northeast Credit Union
    Portsmouth, NH
  • 09/2017 → 05/2020
    Business Department Of Cop, University Of Rhode Island
    Kingston, RI
  • 05/2018 → 09/2018
    Rochester Country Club
    Rochester, NH
  • 05/2017 → 09/2017
    Rochester Country Club
    Rochester, NH
  • 06/2016 → 09/2016
    Rochester Country Club
    Rochester, NH
  • 09/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2021 → Present
    Chl & Associates
    Rochester, NH
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: CHL & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE DBA; START DATE: 07/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE DBA; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
  • S66 Uniform Combined State Law Examination
    2021-12-09

View on SEC IAPD

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