Rick Lee Creteau

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 09/2021
  Cartelli's North End
  Dover, NH
• 01/2021 → 06/2021
  Granite Steak And Grille
  Rochester, NH
• 05/2020 → 04/2021
  Atlas Memorial Inc.
  Portsmouth, NH
• 09/2016 → 05/2020
  University Of Rhode Island
  Kingston, RI
• 05/2019 → 09/2019
  Northeast Credit Union
  Portsmouth, NH
• 09/2017 → 05/2020
  Business Department Of Cop, University Of Rhode Island
  Kingston, RI
• 05/2018 → 09/2018
  Rochester Country Club
  Rochester, NH
• 05/2017 → 09/2017
  Rochester Country Club
  Rochester, NH
• 06/2016 → 09/2016
  Rochester Country Club
  Rochester, NH
• 09/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2021 → Present
  Chl & Associates
  Rochester, NH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: CHL & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE DBA; START DATE: 07/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE DBA; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE

Exams

• S66 Uniform Combined State Law Examination
  2021-12-09