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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-06-29 |
Branch Locations
73 Wakefield Street, Rochester, NH 03867 • United States
One New Hampshire Ave Suite 125, Portsmouth, NH 03801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Creteau,Hackett,Lachapelle & Associates,Llc /Chl & Associatesllc | Rochester | NH | 10/2005 | Present |
| Chl College Funding Services | Rochester | NH | 03/2010 | Present |
| Voya Financial Advisors, Inc. | Rochester | NH | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:CHL Properties, LLC; No; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; real estate rental; owner; 6/1/2001; 8; 8; manage ownership and rental of properties; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; Fixed Insurance Sales; Independent Insurance Agent; 10/4/2005; 160; 160; Sales of Fixed Insurance Products; 3. NAME OF OTHER BUSINESS: CRETEAU, HACKETT, LACHAPELLE & ASSOCIATES, LLC (CHL & ASSOCIATES, LLC); INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 1/2001, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-12 |
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