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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-06-29
  • NH RA
    APPROVED
    Since 2023-06-29

Branch Locations

73 Wakefield Street, Rochester, NH 03867 • United States

One New Hampshire Ave Suite 125, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Creteau,Hackett,Lachapelle & Associates,Llc /Chl & Associatesllc Rochester NH 10/2005 Present
Chl College Funding Services Rochester NH 03/2010 Present
Voya Financial Advisors, Inc. Rochester NH 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2005 → Present
    Creteau,Hackett,Lachapelle & Associates,Llc /Chl & Associatesllc
    Rochester, NH
  • 03/2010 → Present
    Chl College Funding Services
    Rochester, NH
  • 09/2014 → 06/2021
    Rochester, NH
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:CHL Properties, LLC; No; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; real estate rental; owner; 6/1/2001; 8; 8; manage ownership and rental of properties; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; Fixed Insurance Sales; Independent Insurance Agent; 10/4/2005; 160; 160; Sales of Fixed Insurance Products; 3. NAME OF OTHER BUSINESS: CRETEAU, HACKETT, LACHAPELLE & ASSOCIATES, LLC (CHL & ASSOCIATES, LLC); INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 1/2001, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1995-04-12
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1995-04-12
Designations
Other Names
  • Richard Kenneth Ii Hackett

View on SEC IAPD

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