Richard Kenneth Hackett

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Creteau,Hackett,Lachapelle & Associates,Llc /Chl & Associatesllc
  Rochester, NH
• 03/2010 → Present
  Chl College Funding Services
  Rochester, NH
• 09/2014 → 06/2021
  Voya Financial Advisors, Inc.
  Rochester, NH
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-11-03 → 2021-06-09
  Voya Financial Advisors, Inc.
  Rochester, NH
  Braintree, MA
  Rochester, NH
  Portsmouth, NH
  Windsor, CT
• 2001-01-01 → 2005-09-30
  Pruco Securities, Llc.
  Rochester, NH

Other Businesses

1. NAME OF ENTITY:CHL Properties, LLC; No; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; real estate rental; owner; 6/1/2001; 8; 8; manage ownership and rental of properties; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; Fixed Insurance Sales; Independent Insurance Agent; 10/4/2005; 160; 160; Sales of Fixed Insurance Products; 3. NAME OF OTHER BUSINESS: CRETEAU, HACKETT, LACHAPELLE & ASSOCIATES, LLC (CHL & ASSOCIATES, LLC); INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 1/2001, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-12
• S63 Uniform Securities Agent State Law Examination
  1995-04-12

Designations

• Certified Financial Planner

Other Names

• Richard Kenneth Ii Hackett