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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-06-29
  • NH RA
    APPROVED
    Since 2023-06-29

Branch Locations

73 Wakefield Street, Rochester, NH 03867 • United States

One New Hampshire Ave Suite 125, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Creteau, Hackett, Lachapelle & Associates Llc (Chl & Associates, Rochester NH 03/2010 Present
Voya Financial Advisors, Inc. Rochester NH 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1) NAME OF ENTITY: CRETEAU, HACKETT, LACHAPELLE & ASSOCIATES, LLC (CHL & ASSOCIATES, LLC); NO; 73 WAKEFIELD STREET; ROCHESTER; NH; 03867; FIXED INSURANCE/DBA; REGISTERED REPRESENTATIVE & INVESTMENT ADVISER REPRESENTATIVE; 3/4/2010; 40; 40; SELL AND SERVICE INSURANCE PRODUCTS 2) NAME OF ENTITY:CHL PROPERTIES, LLC & KID PROPERTIES, LLC; NO; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; REAL ESTATE DEVELOPMENT; OWNER; 1/1/2001; 0; 0; NO DUTIES IN CONNECTION, JUST OWN COMPANIES 3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 73 WAKEFIELD STREET; ROCHESTER; NH; 3887; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/4/2005; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 4) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-05
S63 Uniform Securities Agent State Law Examination 1993-03-31
  • S65 Uniform Investment Adviser Law Examination
    1999-06-05
  • S63 Uniform Securities Agent State Law Examination
    1993-03-31

View on SEC IAPD

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