Ariel Baez

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	10/2017	06/2020
Citibank	North Babylon	NY	09/2016	10/2017
At&T	Massapequa	NY	08/2010	09/2016
Baruch College	New York City	NY	08/2012	12/2018
Bank Of America, N.A.	Melville	NY	02/2019	06/2020
Charles Schwab & Co., Inc.	Garden City	NY	06/2020	07/2022
Charles Schwab Bank, Ssb	Garden City	NY	06/2020	07/2022
Fidelity Investments	Lake Grove	NY	07/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

10/2017 → 06/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
09/2016 → 10/2017

Citibank

North Babylon, NY
08/2010 → 09/2016

At&T

Massapequa, NY
08/2012 → 12/2018

Baruch College

New York City, NY
02/2019 → 06/2020

Bank Of America, N.A.

Melville, NY
06/2020 → 07/2022

Charles Schwab & Co., Inc.

Garden City, NY
06/2020 → 07/2022

Charles Schwab Bank, Ssb

Garden City, NY
07/2022 → Present

Fidelity Investments

Lake Grove, NY
03/2025 → Present

Fidelity Investments

Boston, MA

2022-08-24 → 2025-03-31

Fidelity Personal And Workplace Advisors

Lake Grove, NY
2020-08-04 → 2022-08-02

Charles Schwab & Co., Inc.

Garden City, NY

Lake Grove, NY
2019-03-08 → 2020-06-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-07

Other Firms