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Seamus Axel Nelson

LPl Financial LLC

Fairfield, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
NJ RA APPROVED 2025-04-16
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • NJ RA
    APPROVED
    Since 2025-04-16

Branch Locations

271 Route 46 West Suite B201, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montclair State University Montclair NJ 08/2017 12/2021
Money At Work Cedar Knolls NJ 01/2022 12/2022
Equitable Advisors Secaucus NJ 03/2021 08/2021
Mother's Ale House Wayne NJ 04/2019 03/2020
River Of Beer Bloomingdale NJ 04/2018 04/2019
Ameriprise Financial Manhattan NJ 11/2018 08/2019
Sunset Pub And Grill Pequannock NJ 06/2017 08/2017
Dunkin Donuts Riverdale NJ 03/2017 06/2017
Kinnelon High School Kinnelon NJ 09/2013 06/2017
Raymond James Financial Services, Inc. Cedar Knolls NJ 01/2022 12/2022
American Portfolios Financial Services, Inc Holbrook NY 01/2023 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 04/2025
Lpl Financial Llc Fairfield NJ 04/2025 Present
  • 08/2017 → 12/2021
    Montclair State University
    Montclair, NJ
  • 01/2022 → 12/2022
    Money At Work
    Cedar Knolls, NJ
  • 03/2021 → 08/2021
    Equitable Advisors
    Secaucus, NJ
  • 04/2019 → 03/2020
    Mother's Ale House
    Wayne, NJ
  • 04/2018 → 04/2019
    River Of Beer
    Bloomingdale, NJ
  • 11/2018 → 08/2019
    Ameriprise Financial
    Manhattan, NJ
  • 06/2017 → 08/2017
    Sunset Pub And Grill
    Pequannock, NJ
  • 03/2017 → 06/2017
    Dunkin Donuts
    Riverdale, NJ
  • 09/2013 → 06/2017
    Kinnelon High School
    Kinnelon, NJ
  • 01/2022 → 12/2022
    Raymond James Financial Services, Inc.
    Cedar Knolls, NJ
  • 01/2023 → 10/2024
    American Portfolios Financial Services, Inc
    Holbrook, NY
  • 10/2024 → 04/2025
    Scottsdale, AZ
  • 04/2025 → Present
    Fairfield, NJ
Previous Registrations
  • 2024-10-11 → 2025-04-16
    Fairfield, NJ
    Scottsdale, AZ
  • 2023-01-06 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1)02/14/2025 - Northern Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/14/2025 - Insurance Sales - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 04/2025 - 5 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-29
  • S66 Uniform Combined State Law Examination
    2022-12-29
Other Names
  • Seamus Nelson

View on SEC IAPD

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