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Kevin Vaughan

Transamerica Retirement Advisors, LLC

Denver, CO

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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-01-12
  • CO RA
    APPROVED
    Since 2021-01-12

Branch Locations

1801 California Street, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Colorado Boulder CO 05/2014 05/2018
Trader Joes Boulder CO 05/2016 06/2019
Axa Advisors, Llc New York NY 07/2019 06/2020
Equitable Advisors, Llc New York NY 07/2019 10/2020
Transamerica Investors Securities Corporation Denver CO 01/2021 Present
Transamerica Life Insurance Company Denver CO 01/2021 Present
  • 05/2014 → 05/2018
    University Of Colorado
    Boulder, CO
  • 05/2016 → 06/2019
    Trader Joes
    Boulder, CO
  • 07/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2019 → 10/2020
    Equitable Advisors, Llc
    New York, NY
  • 01/2021 → Present
    Transamerica Investors Securities Corporation
    Denver, CO
  • 01/2021 → Present
    Transamerica Life Insurance Company
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-21
  • S66 Uniform Combined State Law Examination
    2019-05-21

View on SEC IAPD

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DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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