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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-12-04
TX RA APPROVED_RES 2020-02-20
CA RA APPROVED 2019-07-19
  • WA RA
    APPROVED
    Since 2020-12-04
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CA RA
    APPROVED
    Since 2019-07-19

Branch Locations

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 12/2018 Present
Cano Real Estate Vancouver WA 11/2018 12/2018
Kodama, Llc Portland OR 07/2018 08/2018
Unemployed Aloha OR 07/2017 08/2018
Poltrona Frau Group New York NY 01/2016 07/2017
Bank Of America, N.A. Portland OR 04/2019 Present
  • 12/2018 → Present
    Portland, OR
  • 11/2018 → 12/2018
    Cano Real Estate
    Vancouver, WA
  • 07/2018 → 08/2018
    Kodama, Llc
    Portland, OR
  • 07/2017 → 08/2018
    Unemployed
    Aloha, OR
  • 01/2016 → 07/2017
    Poltrona Frau Group
    New York, NY
  • 04/2019 → Present
    Bank Of America, N.A.
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
  • S66 Uniform Combined State Law Examination
    2019-07-18
Other Names
  • Kate Johnson
  • Katherine Johnson

View on SEC IAPD

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