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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-17 |
| HI | RA | APPROVED | 2019-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 10/2018 | Present |
| Pearl Harbor Naval Shipyard | Honolulu | HI | 09/2016 | 09/2018 |
| Bank Of America, N.A. | Honolulu | HI | 11/2018 | Present |
I*1821274, Entity Type, Name of OBA: Rental Property 1 Address: Aiea, Hawaii, 96701 Investment Related: No Position, Title, Association: Sole owner Employee Start Date:05/03/2024 No Hours: 1 monthly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2018-11-17 |
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