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Samjhana Rimal Aryal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-05
TX RA APPROVED 2022-09-28
  • CT RA
    APPROVED
    Since 2022-10-05
  • TX RA
    APPROVED
    Since 2022-09-28

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Littleton CO 06/2016 03/2017
Axelon Agency, Sandoz Pharmaceutical Novartis Company Broomfield CO 03/2017 12/2017
Unemployed Littleton CO 12/2017 10/2018
Fidelity Brokerage Services Llc Greenwood Village CO 10/2018 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/2021 Present
Unemployed Chestnut Hill MA 06/2019 02/2021
  • 06/2016 → 03/2017
    Unemployed
    Littleton, CO
  • 03/2017 → 12/2017
    Axelon Agency, Sandoz Pharmaceutical Novartis Company
    Broomfield, CO
  • 12/2017 → 10/2018
    Unemployed
    Littleton, CO
  • 10/2018 → 05/2019
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 03/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 06/2019 → 02/2021
    Unemployed
    Chestnut Hill, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2019-04-15
  • S66 Uniform Combined State Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2019-04-15
Other Names
  • Samjhana Upadhyay Rimal
  • Samjhana Rimal Aryal
  • Samjhana R Aryal

View on SEC IAPD

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