Best Investors
Account
Sign in
Best Investors
Account
Sign in
928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-08-13 |
| CO | RA | APPROVED | 2019-01-11 |
Branch Locations
1670 Broadway, Denver, CO 80202 • United States
4200 W 115Th Street, Leawood, KS 66211 • United States
Highland Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Denver | CO | 12/2008 | Present |
| Umb Financial Services Inc | Denver | CO | 10/2018 | Present |
1) NE Holdings LLC, Real estate holding company, 11017 Timber Ridge Lane Highlands Ranch, CO 80130, Owner/Sole member, 0 comp, registered this business name with the state of Colorado on 03/30/2022. There is currently nothing under this business but I intend to buy a rental property in the state of Alabama under this LLC, 09/20/22 purchased 4812 Deer Foot Cove, Pinson, AL, 35126, for rental. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 12/15/2008, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 2019-01-11 |
Reach out to this advisor