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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-08 |
| MO | RA | APPROVED | 2023-02-15 |
Branch Locations
215 Washington Street, Watertown, NY 13601 • United States
7500 College Blvd 5Th Floor, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blooom | Overland Park | KS | 11/2015 | 11/2022 |
| Amc Theatres | Leawood | KS | 04/2014 | 07/2018 |
| Morgan Stanley | Clayton | MO | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2018-12-27 |
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