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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-18
IN RA APPROVED 2017-01-12
  • TX RA
    APPROVED_RES
    Since 2019-04-18
  • IN RA
    APPROVED
    Since 2017-01-12

Branch Locations

13085 Pettigru Dr, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Na Indianapolis IN 01/2007 08/2017
J.P. Morgan Securities Llc Indianapolis IN 10/2012 08/2017
Jpmorgan Chase Bank, N.A. Carmel IN 08/2017 03/2018
J.P. Morgan Securities Llc Carmel IN 08/2017 03/2018
Jp Morgan Chase Bank Carmel IN 03/2018 Present
J.P. Morgan Securities Llc Carmel IN 03/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-04
S63 Uniform Securities Agent State Law Examination 2005-05-03
  • S66 Uniform Combined State Law Examination
    2017-01-04
  • S63 Uniform Securities Agent State Law Examination
    2005-05-03

View on SEC IAPD

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