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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
530 Technology Dr Ste 100 Unit A, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2018 | 05/2021 |
| Adp Totalsource Group Inc | Buena Park | CA | 05/2016 | 09/2018 |
| Lpl Financial Llc | San Diego | CA | 05/2021 | Present |
1)03/22/2021 - Maven Group Investment Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2021 2)10/04/2022 - Mopal Ventures LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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