Kieran Thomas Wong

Employer firm

Prosperitas Financial, LLC CRD 315768

$812M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → Present
  Next Financial Group
  Valencia, CA
• 08/2011 → 08/2021
  Kieran Consulting
  Valencia, CA
• 08/2021 → Present
  Prosperitas Financial, Llc
  Valencia, CA

Previous Registrations

• 2019-04-12 → 2022-04-25
  Next Financial Group, Inc.
  Valencia, CA
  Boise, ID

Other Businesses

1) STACEY LEE AND KIERAN WONG, WIFE AND HUSBAND AS JOINT TENANTS POSITION: Owner NATURE: Real estate rental: 6926 Canary Ivy Way Las Vegas, NV 89156 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2006 ADDRESS: 28138 Angelica Place, Valencia CA 91354, United States DESCRIPTION: Owner of the rental property 2)WONG FAMILY TRUST POSITION: Trustee NATURE: Real estate rental: 23841 Foxwood Court Valencia, CA 91354 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2015 ADDRESS: 28148 Angelica Place, Valencia CA 91354, United States DESCRIPTION: Management duties of this rental property. 3) WONG FAMILY TRUST POSITION: Trustee NATURE: Real estate rental: 24141 Del Monte Dr. #246 Valencia, CA 91355 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009 ADDRESS: 28148 Angelica Place, Valencia CA 91354, United States DESCRIPTION: Rental property management 4) PROSPERITAS FINANCIAL POSITION: Other: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/25/2020 ADDRESS: 25060 Ave. Stanford, Suite 100, Valencia CA 91355, United States DESCRIPTION: Sales of financial planning, asset management and advisement. 5) PROSPERITAS FINANCIAL POSITION: Agent NATURE: Insurance - Fixed Annuities; Life/Health; Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 10/19/2020 ADDRESS: 25060 Ave. Stanford, Suite 100, Valencia CA 91355, United States DESCRIPTION: Providing insurance based solutions to consumers 6) PROSPERITAS FINANCIAL, LLC.: INVESTMENT ADVISOR REPRESENTATIVE NATURE: Independent Registered Investment Adviser I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/30/2021 ADDRESS: 25060 AVENUE STANFORD, SUITE 100, VALENCIA, CA 91355, United States DESCRIPTION: Advisory services as an Investment Advisory Representative through Prosperitas Financial, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-15