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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-22 |
| NJ | RA | APPROVED | 2025-05-21 |
| TX | RA | APPROVED | 2025-05-21 |
Branch Locations
790 Township Line Road Suite 175, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 07/2020 | 05/2025 |
| Merrill Lynch | Princeton | NJ | 10/2018 | 07/2020 |
| Rider University | Lawrenceville | NJ | 09/2016 | 05/2020 |
| Lci | Jackson | NJ | 10/2018 | 11/2018 |
| Isd Jackson | Jackson | NJ | 09/2018 | 11/2018 |
| Adecco | Ewing | NJ | 04/2018 | 07/2018 |
| Loq Solutions | Jackson | NJ | 04/2017 | 09/2017 |
| Nike Inc | Jackson | NJ | 10/2016 | 04/2017 |
| Loq Solutions | Jackson | NJ | 03/2016 | 09/2016 |
| Kate Spade & Company | Jackson | NJ | 08/2018 | 10/2018 |
| Tapestry, Inc | Jackson | NJ | 08/2018 | 10/2018 |
| Stifel | Yardley | PA | 05/2025 | Present |
1. WILLIAM DEY FOUNDATION; 8 RACHEL DRIVE NEW EGYPT, NJ 08533; FOUNDATION RAISES MONEY THROUGH CHARITABLE CONTRIBUTIONS OF PARTICIPANTS IN AN ANNUAL GOLF OUTING. PROCEEDS BENEFIT THE ACS; BOARD OF TRUSTEE MEMBER; DUTIES INCLUDE ANNUAL MEETINGS TO DISCUSS FUNDRAISING EFFORTS, OPERATIONS, MARKETING, AND BUSINESS PLANNING. OVERSEE COMITTEE MEMBERS WHO MAINTAIN VARIOUS LINES OF BUSINESSES IN THE FOUNDATION; 08/04/2026; 36hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-19 |
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