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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-06 |
| OR | RA | APPROVED | 2022-03-08 |
Branch Locations
2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bend | OR | 10/2018 | 03/2022 |
| Thermo Fisher Scientific/Patheon Pharma/Agere Pharma | Bend | OR | 01/2012 | 10/2018 |
| Rbc Capital Markets, Llc | Bend | OR | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-22 |
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