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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-13 |
| NY | RA | APPROVED | 2024-11-06 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research,Inc. | Fairfield | IA | 09/2018 | 09/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | 09/2024 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2024 | 09/2024 |
| Ashton Thomas Securities, Llc | Rochester | NY | 11/2024 | Present |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 11/2024 | Present |
1) Chaparral High School; Not Investment-Related; 6935 East Gold Dust Avenue, Scottsdale, AZ 85253; Coaching high school football; Coach; 3/28/2025; 30 hours/month; 0 hours/month during securities trading hours; Coaching high school football. 2) Tempo Sports; Not Investment-Related; Scottsdale, AZ; Tempo Sports produces d1 runningbacks; Founder; 04/2026; 6 hours/month; 0 hours/month during securities trading hours; athletic training
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-03 |
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