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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-13 |
| TX | RA | APPROVED | 2023-11-13 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4555 Lake Forest Drive, Suite 650, Cincinnati, OH 45242 • United States
4355 Ferguson Dr, Ste 110, Cincinnati, OH 45245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | San Antonio | TX | 09/2018 | 12/2019 |
| Total Quality Logistics | Cincinnati | OH | 10/2013 | 02/2019 |
| Unemployed | Cincinnati | OH | 01/2020 | 05/2020 |
| Securities America, Inc | Cincinnati | OH | 05/2020 | 11/2023 |
| Securities America Advisors | Cincinnati | OH | 05/2020 | 11/2023 |
| Lpl Financial Llc | Cincinnati | OH | 11/2023 | Present |
1)10/16/2023 - Rawls Street Financial Advising - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 2)10/16/2023 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 3)10/16/2023 - Loan - Borrower of Loan - Inv Rel - At Reported Business Location(s) - Start: 05/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-09 |
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