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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-22
CO RA APPROVED 2026-07-20
FL RA APPROVED 2025-06-03
PA RA APPROVED 2025-04-18
NY RA APPROVED 2025-02-05
AZ RA APPROVED 2024-03-14
ME RA APPROVED 2023-10-17
NJ RA APPROVED 2023-09-01
  • VA RA
    APPROVED
    Since 2026-07-22
  • CO RA
    APPROVED
    Since 2026-07-20
  • FL RA
    APPROVED
    Since 2025-06-03
  • PA RA
    APPROVED
    Since 2025-04-18
  • NY RA
    APPROVED
    Since 2025-02-05
  • AZ RA
    APPROVED
    Since 2024-03-14
  • ME RA
    APPROVED
    Since 2023-10-17
  • NJ RA
    APPROVED
    Since 2023-09-01

Branch Locations

409 Route 9 North, Cape May Court House, NJ 08210 • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2018 11/2021
Rutgers University Camden NJ 02/2015 10/2018
Tomatoes Margate NJ 05/2018 Present
Caffe Aldo Lamberti Cherry Hill NJ 10/2015 12/2017
Wells Fargo Bank, Na Ocean City NJ 11/2021 08/2023
Wells Fargo Clearing Services, Llc Ocean City NJ 11/2021 08/2023
Td Bank N.A. Cape May Court House NJ 08/2023 Present
Td Private Client Wealth Llc Cape May Court House NJ 08/2023 Present
  • 11/2018 → 11/2021
    St Louis, MO
  • 02/2015 → 10/2018
    Rutgers University
    Camden, NJ
  • 05/2018 → Present
    Tomatoes
    Margate, NJ
  • 10/2015 → 12/2017
    Caffe Aldo Lamberti
    Cherry Hill, NJ
  • 11/2021 → 08/2023
    Wells Fargo Bank, Na
    Ocean City, NJ
  • 11/2021 → 08/2023
    Ocean City, NJ
  • 08/2023 → Present
    Td Bank N.A.
    Cape May Court House, NJ
  • 08/2023 → Present
    Cape May Court House, NJ
Previous Registrations
Other Businesses

TOMATOE'S, NOT INVT RELATED, MARGATE, NJ, SERVER, START DATE 5/1/2018, 48 HRS PER MONTH, 0 HRS DURING TRADING, SERVE CUSTOMERS. Uber, Not Investment Related, 3618 Bayshore Ave Brigantine NJ 08203, Ride Share Service, Ride Share Driver, 11/2018, 20 hours, 0 hours during trading hours, Drive customers from location to location Lyft, Not Investment Related, 3618 Bayshore Ave Brigantine NJ 08203, Ride Share Service, Ride Share Driver, 11/2018, 20 hours, 0 hours during trading hours, Drive customers from location to location

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-19
  • S66 Uniform Combined State Law Examination
    2019-01-19
Other Names
  • Dennis Pelaez

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