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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-12-11
OK RA APPROVED 2023-11-30
TX RA APPROVED 2023-11-30
GA RA APPROVED 2022-08-05
  • DC RA
    APPROVED
    Since 2023-12-11
  • OK RA
    APPROVED
    Since 2023-11-30
  • TX RA
    APPROVED
    Since 2023-11-30
  • GA RA
    APPROVED
    Since 2022-08-05

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Savannah, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Savannah GA 12/2011 02/2022
Wells Fargo Clearing Services, Llc Savannah GA 10/2018 02/2022
Liberty University Lynchburg VA 01/2017 01/2018
Hanesbrand Savannah GA 08/2016 01/2017
Unemployed Savannah GA 02/2022 05/2022
Thrivent Investment Management Inc Minneapolis MN 06/2022 Present
Thrivent Financial Appleton WI 08/2022 12/2022
Thrivent Financial Appleton WI 12/2022 11/2023
Thrivent Financial Appleton WI 11/2023 Present
  • 12/2011 → 02/2022
    Wells Fargo Bank, Na
    Savannah, GA
  • 10/2018 → 02/2022
    Wells Fargo Clearing Services, Llc
    Savannah, GA
  • 01/2017 → 01/2018
    Liberty University
    Lynchburg, VA
  • 08/2016 → 01/2017
    Hanesbrand
    Savannah, GA
  • 02/2022 → 05/2022
    Unemployed
    Savannah, GA
  • 06/2022 → Present
    Minneapolis, MN
  • 08/2022 → 12/2022
    Thrivent Financial
    Appleton, WI
  • 12/2022 → 11/2023
    Thrivent Financial
    Appleton, WI
  • 11/2023 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

FREELANCE EVENT PLANNING POSITION: Planner NATURE: Freelance event planning. I do this on my free time. Events range from Birthday parties to sensory focus events. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2022 ADDRESS: 865 Fort Argyle rd, Savannah GA 31419, United States DESCRIPTION: I help parents plan for their loved one birthday parties. I help with the decorations, planning, invites and etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
S63 Uniform Securities Agent State Law Examination 2019-01-21
  • S66 Uniform Combined State Law Examination
    2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2019-01-21
Other Names
  • Sheila Minuska Chandler
  • Sheila Shepherd

View on SEC IAPD

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