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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Albany | NY | 09/2018 | 07/2021 |
| Kurt Parde Landscape Design | Athens | NY | 07/2012 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2021 | Present |
| Ameriprise Financial Services, Inc | Albany | NY | 09/2018 | 07/2021 |
1. Owner, Kurt Parde Landscape Design; Located in Athens, NY, as of 01/01/2012; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Fixed insurance sales; as of 08/02/2021; 4% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-owner of rental property located in Athens, NY; as of 12/01/2023; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 2018-12-31 |
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