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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-09
  • NY RA
    APPROVED
    Since 2021-09-09

Branch Locations

2 Northway Lane Suite F, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Albany NY 09/2018 07/2021
Kurt Parde Landscape Design Athens NY 07/2012 Present
Commonwealth Financial Network Waltham MA 07/2021 Present
Ameriprise Financial Services, Inc Albany NY 09/2018 07/2021
  • 09/2018 → 07/2021
    Ameriprise Financial Services, Inc
    Albany, NY
  • 07/2012 → Present
    Kurt Parde Landscape Design
    Athens, NY
  • 07/2021 → Present
    Waltham, MA
  • 09/2018 → 07/2021
    Ameriprise Financial Services, Inc
    Albany, NY
Other Businesses

1. Owner, Kurt Parde Landscape Design; Located in Athens, NY, as of 01/01/2012; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Fixed insurance sales; as of 08/02/2021; 4% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-owner of rental property located in Athens, NY; as of 12/01/2023; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-22
S65 Uniform Investment Adviser Law Examination 2018-12-31
  • S63 Uniform Securities Agent State Law Examination
    2019-01-22
  • S65 Uniform Investment Adviser Law Examination
    2018-12-31

View on SEC IAPD

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