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Morgan Leann Lawrence

Ae Wealth Management, LLC

Topeka, KS

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-02-02
  • KS RA
    APPROVED
    Since 2024-02-02

Branch Locations

4125 Sw Gage Center Drive, Topeka, KS 66604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Excel Topeka KS 01/2018 03/2019
Alliance Bank Topeka KS 09/2016 12/2017
Ae Financial Services, Llc Topeka KS 09/2018 12/2022
Ae Wealth Management, Llc Topeka KS 03/2019 12/2022
Aurora Securities, Inc. Topeka KS 01/2023 02/2024
Secure Asset Management, Llc Topeka KS 01/2023 02/2024
Ae Wealth Management, Llc Topeka KS 02/2024 Present
Ae Financial Services, Llc Topeka KS 02/2024 Present
  • 01/2018 → 03/2019
    Advisors Excel
    Topeka, KS
  • 09/2016 → 12/2017
    Alliance Bank
    Topeka, KS
  • 09/2018 → 12/2022
    Ae Financial Services, Llc
    Topeka, KS
  • 03/2019 → 12/2022
    Topeka, KS
  • 01/2023 → 02/2024
    Aurora Securities, Inc.
    Topeka, KS
  • 01/2023 → 02/2024
    Topeka, KS
  • 02/2024 → Present
    Topeka, KS
  • 02/2024 → Present
    Ae Financial Services, Llc
    Topeka, KS
Previous Registrations
Other Businesses

1.) AE Wealth Management LLC; Yes Investment Related; 4113 SW Gage Center Blvd, Topeka, KS 66604; Investment Advice for fee; Investment Advisor Representative; 02/2024; Approx. 160 hours a month; Approx. 120 hours during trading; Securities Sales and Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2022-08-12
Other Names
  • Morgan Leann Cox

View on SEC IAPD

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