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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Excel | Topeka | KS | 01/2018 | 03/2019 |
| Alliance Bank | Topeka | KS | 09/2016 | 12/2017 |
| Ae Financial Services, Llc | Topeka | KS | 09/2018 | 12/2022 |
| Ae Wealth Management, Llc | Topeka | KS | 03/2019 | 12/2022 |
| Aurora Securities, Inc. | Topeka | KS | 01/2023 | 02/2024 |
| Secure Asset Management, Llc | Topeka | KS | 01/2023 | 02/2024 |
| Ae Wealth Management, Llc | Topeka | KS | 02/2024 | Present |
| Ae Financial Services, Llc | Topeka | KS | 02/2024 | Present |
1.) AE Wealth Management LLC; Yes Investment Related; 4113 SW Gage Center Blvd, Topeka, KS 66604; Investment Advice for fee; Investment Advisor Representative; 02/2024; Approx. 160 hours a month; Approx. 120 hours during trading; Securities Sales and Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
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