Christina Jeanne Gustin

Ubs Financial Services Inc.

CRD 4937421

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-11
CA	RA	APPROVED	2006-12-19

TX RA
APPROVED_RES

Since 2013-02-11
CA RA
APPROVED

Since 2006-12-19

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Diego	CA	02/2011	Present

02/2011 → Present

Ubs Financial Services Inc.

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-18

S66 Uniform Combined State Law Examination

2006-12-18

View on SEC IAPD

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Nearby Investors

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