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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-29
NJ RA APPROVED 2019-02-15
  • TX RA
    APPROVED_RES
    Since 2020-04-29
  • NJ RA
    APPROVED
    Since 2019-02-15

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 09/2018 Present
Hopssotch Jersey City NJ 08/2016 02/2018
Kuehne & Nagle Jersey City NJ 08/2016 06/2017
New Jersey City University Jersey City NJ 09/2015 05/2018
Haven Riverfront Restaurant Edgewater NJ 06/2018 09/2018
Grove Square Jersey City NJ 03/2018 06/2018
Bank Of America, N.A. Short Hills NJ 10/2018 Present
  • 09/2018 → Present
    Short Hills, NJ
  • 08/2016 → 02/2018
    Hopssotch
    Jersey City, NJ
  • 08/2016 → 06/2017
    Kuehne & Nagle
    Jersey City, NJ
  • 09/2015 → 05/2018
    New Jersey City University
    Jersey City, NJ
  • 06/2018 → 09/2018
    Haven Riverfront Restaurant
    Edgewater, NJ
  • 03/2018 → 06/2018
    Grove Square
    Jersey City, NJ
  • 10/2018 → Present
    Bank Of America, N.A.
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-01
Other Names
  • Mark Zawistowski

View on SEC IAPD

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