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Alexander Oaks

Thrivent Investment Management Inc.

Minneapolis, MN

Macomb, MI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-10-23
DC RA APPROVED 2023-10-20
TX RA APPROVED 2023-10-19
MI RA APPROVED 2023-09-19
  • OK RA
    APPROVED
    Since 2023-10-23
  • DC RA
    APPROVED
    Since 2023-10-20
  • TX RA
    APPROVED
    Since 2023-10-19
  • MI RA
    APPROVED
    Since 2023-09-19

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Macomb, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Rochester MI 10/2018 06/2023
Beau's Grillery Bloomfield Hills MI 10/2015 06/2020
Morgan Stanley Private Bank, N.A New York NY 10/2018 06/2023
N/A N/A MI 06/2023 09/2023
Thrivent Investment Management Inc Minneapolis MN 09/2023 Present
Thrivent Financial Appleton WI 10/2023 Present
  • 10/2018 → 06/2023
    Morgan Stanley
    Rochester, MI
  • 10/2015 → 06/2020
    Beau's Grillery
    Bloomfield Hills, MI
  • 10/2018 → 06/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2023 → 09/2023
    N/A
    N/A, MI
  • 09/2023 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 10/2023 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2018-12-27
Other Names
  • Alexander Oaks
  • Alex Oaks
  • Alexander S Oaks

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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