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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-12 |
| CT | RA | APPROVED | 2023-11-24 |
Branch Locations
65 Lasalle Road Suite 200 & 316, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nasdaq Execution Services, Llc | New York | NY | 06/2017 | 06/2021 |
| Baystate Financial | Boston | MA | 06/2016 | 09/2016 |
| Bentley University | Waltham | MA | 09/2013 | 05/2017 |
| Blackrock Investment Management, Llc | Princeton | NJ | 08/2021 | 11/2023 |
| Blackrock Investments, Llc | Princeton | NJ | 06/2021 | 11/2023 |
| Mml Investors Services, Llc | West Hartford | CT | 11/2023 | Present |
| Massmutual Life Insurance Company | West Hartford | CT | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-18 |
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