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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-23 |
| NC | RA | APPROVED | 2021-07-20 |
Branch Locations
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 08/2018 | 05/2019 |
| Wells Fargo Clearing Services | Charlotte | NC | 05/2019 | Present |
| Western Carolina University | Cullowhee | NC | 01/2016 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-02 |
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