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Shelly Christine Nelson

Robert W. Baird & Co. Incorporated

Lexington, KY

Lexington, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-10-11
  • KY RA
    APPROVED
    Since 2021-10-11

Branch Locations

100 W Main St Suite 500, Lexington, KY 40507 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Lexington KY 10/2019 Present
Hilliard Lyons Lexington KY 08/2018 10/2019
United States Hunter Jumper Association Lexington KY 06/2015 08/2018
  • 10/2019 → Present
    Baird
    Lexington, KY
  • 08/2018 → 10/2019
    Hilliard Lyons
    Lexington, KY
  • 06/2015 → 08/2018
    United States Hunter Jumper Association
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-08

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
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EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
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