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Robert Klett

Wells Fargo Clearing Services, LLC

Minneapolis, MN

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-21
  • MN RA
    APPROVED
    Since 2025-04-21

Branch Locations

600 S 4Th Street, Minneapolis, MN 55415 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 08/2020
Wells Fargo Securities, Llc Minneapolis MN 06/2021 09/2022
Wells Fargo Bank, N. A. Shoreview MN 11/2019 05/2021
Wells Fargo Clearing Services Minneapolis MN 09/2022 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Minneapolis, MN
  • 11/2016 → 08/2020
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
  • 06/2021 → 09/2022
    Wells Fargo Securities, Llc
    Minneapolis, MN
  • 11/2019 → 05/2021
    Wells Fargo Bank, N. A.
    Shoreview, MN
  • 09/2022 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
Previous Registrations
  • 2011-01-03 → 2019-11-21
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Charlotte, NC
    Minneapolis, MN
    Minneapolis, MN
    Wayzata, MN
    Bloomington, MN
    Minneapolis, MN
    St. Louis, MO
  • 2007-05-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-18
S66 Uniform Combined State Law Examination 2005-06-06
  • S65 Uniform Investment Adviser Law Examination
    2025-04-18
  • S66 Uniform Combined State Law Examination
    2005-06-06
Other Names
  • Robert Klett
  • Rob Klett
  • Robert Thomas Klett

View on SEC IAPD

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