Best Investors Account Sign in
Inactive

Erica Guadalupe Zaragoza

Prosperitas Financial, LLC

Irvine, CA

Valencia, CA

Claim This Profile
Current Employers
Prosperitas Financial, Llc

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-12
  • CA RA
    APPROVED
    Since 2025-05-12

Branch Locations

18100 Van Karman Avenue, Irvine, CA 92612 • United States

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tustin Unified School District Tustin CA 08/2016 06/2018
Unemployed Santa Ana CA 07/2018 10/2018
Gwn Securities Palm Beach Gardens FL 10/2018 05/2025
Prosperitas Financial, Llc Valencia CA 05/2025 Present
  • 08/2016 → 06/2018
    Tustin Unified School District
    Tustin, CA
  • 07/2018 → 10/2018
    Unemployed
    Santa Ana, CA
  • 10/2018 → 05/2025
    Gwn Securities
    Palm Beach Gardens, FL
  • 05/2025 → Present
    Prosperitas Financial, Llc
    Valencia, CA
Previous Registrations
  • 2018-11-13 → 2025-05-12
    Gwn Securities Inc.
    Palm Beach Gardens, FL
    Redondo Beach, CA
    Costa Mesa, CA
    Long Beach, CA
    Pasadena, CA
    Woodland Hills, CA
Other Businesses

Insurance Broker; Investment Related; 685 Town Ctr Dr, Costa Mesa, CA; Insurance; Start 01/2019; 20hrs/month; none during trading hours; Insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-09
  • S66 Uniform Combined State Law Examination
    2018-11-09
Designations
Other Names
  • Erica Zaragorza

View on SEC IAPD

Other Firms

VISTA POINT ASSET MANAGEMENT LLC
PRINCIPAL SECURITIES, INC.
GALLAGHER FIDUCIARY ADVISORS, LLC
EQUITABLE ADVISORS, LLC
INTEGRATED WEALTH CONCEPTS LLC
VANDERBILT ADVISORY SERVICES
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BENEFIT FINANCIAL SERVICES GROUP

Other Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones
Sylvia Yoonhee Ahn
Adam Jehad Salman
Charles Edward Gallagher
KAREN LOMAS
Arvind Mehta

Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor