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Griffin James Graves

Filigree Wealth Advisors, LLC

Irvine, CA

Laguna Niguel, CA

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Current Employers
Filigree Wealth Advisors, Llc

530 Technology Drive Ste 100, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
CA RA APPROVED 2022-03-07
  • TX RA
    APPROVED
    Since 2026-04-08
  • CA RA
    APPROVED
    Since 2022-03-07

Branch Locations

530 Technology Drive Ste 100, Irvine, CA 92618 • United States

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 08/2018 09/2019
Unemployed Lake Oswego OR 06/2018 08/2018
Wasserman Media Group Los Angeles CA 06/2017 08/2017
The University Of Arizona Tucson AZ 08/2014 05/2018
Congress Wealth Management Llc Costa Mesa CA 10/2020 05/2022
Congress Wealth Management Llc Costa Mesa CA 01/2020 09/2020
Unemployed Laguna Niguel CA 10/2019 12/2019
Filigree Wealth Advisors, Llc Irvine CA 03/2022 Present
  • 08/2018 → 09/2019
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 06/2018 → 08/2018
    Unemployed
    Lake Oswego, OR
  • 06/2017 → 08/2017
    Wasserman Media Group
    Los Angeles, CA
  • 08/2014 → 05/2018
    The University Of Arizona
    Tucson, AZ
  • 10/2020 → 05/2022
    Congress Wealth Management Llc
    Costa Mesa, CA
  • 01/2020 → 09/2020
    Congress Wealth Management Llc
    Costa Mesa, CA
  • 10/2019 → 12/2019
    Unemployed
    Laguna Niguel, CA
  • 03/2022 → Present
    Filigree Wealth Advisors, Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-14
  • S66 Uniform Combined State Law Examination
    2019-06-14
Designations

View on SEC IAPD

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