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1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-07 |
Branch Locations
1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple One Employment | Santa Barbara | CA | 08/2018 | 12/2018 |
| Yardi Systems | Goleta | CA | 05/2016 | 07/2018 |
| Planmember Securities Corporation | Carpinteria | CA | 08/2018 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 12/2022 | 08/2023 |
| Bank Of America, N.A. | Santa Barbara | CA | 01/2023 | 08/2023 |
| Mission Wealth Management, Lp | Santa Barbara | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-12 |
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