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Destiny Nicole Lee

Capital Client Group, Inc.

Carmel, IN

Fishers, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-06-27
  • IN RA
    APPROVED
    Since 2022-06-27

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 08/2018 09/2020
Safeco Insurance Indianapolis IN 06/2011 05/2018
Unemployed Indianapolis IN 05/2018 08/2018
Fidelity Investments Indianapolis IN 09/2020 05/2022
Capital Group / American Funds Distributors, Inc. Carmel IN 06/2022 Present
  • 08/2018 → 09/2020
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 06/2011 → 05/2018
    Safeco Insurance
    Indianapolis, IN
  • 05/2018 → 08/2018
    Unemployed
    Indianapolis, IN
  • 09/2020 → 05/2022
    Fidelity Investments
    Indianapolis, IN
  • 06/2022 → Present
    Capital Group / American Funds Distributors, Inc.
    Carmel, IN
Previous Registrations
  • 2021-01-28 → 2022-06-06
    Fidelity Personal And Workplace Advisors
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
S63 Uniform Securities Agent State Law Examination 2019-08-14
  • S66 Uniform Combined State Law Examination
    2021-01-11
  • S63 Uniform Securities Agent State Law Examination
    2019-08-14
Other Names
  • Destiny N Lee
  • Destiny Nicole Lee

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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