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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
MI RA APPROVED 2024-08-09
  • TX RA
    APPROVED
    Since 2024-08-30
  • MI RA
    APPROVED
    Since 2024-08-09

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Southfield MI 06/2017 07/2024
Avis Budget Group Romulus MI 07/2015 06/2017
J.P. Morgan Securities Llc Southfield MI 08/2018 07/2024
Cooney Ventures Llc Westland MI 12/2020 12/2022
Cooney Ventures Llc Auburn Hills MI 12/2020 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 07/2024 Present
Bank Of America, N.A. Bloomfield Hills MI 08/2024 Present
  • 06/2017 → 07/2024
    Jp Morgan Chase Bank Na
    Southfield, MI
  • 07/2015 → 06/2017
    Avis Budget Group
    Romulus, MI
  • 08/2018 → 07/2024
    J.P. Morgan Securities Llc
    Southfield, MI
  • 12/2020 → 12/2022
    Cooney Ventures Llc
    Westland, MI
  • 12/2020 → Present
    Cooney Ventures Llc
    Auburn Hills, MI
  • 07/2024 → Present
    Bloomfield Hills, MI
  • 08/2024 → Present
    Bank Of America, N.A.
    Bloomfield Hills, MI
Other Businesses

Name of the other businessCOONEY VENTURES LLC Whether the business is investment-relatedNO Address of the other businessAuburn Hills, MI 48326 Nature of the other businessOnline sales and occasional rental of equipment to individuals. This is primarily a hobby business selling refurbished/repaired consumer goods. Your positionOwner Title, or relationship with the other businessSole Member/Owner Start date of your relationship11/16/2020 Approximate number of hours/months you devote to the other business4 hours per month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI run the entire business and have no employees.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
S63 Uniform Securities Agent State Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2024-05-06
  • S63 Uniform Securities Agent State Law Examination
    2018-12-05
Other Names
  • Frank T Cooney
  • Frank Cooney
  • Frank Thomas Cooney

View on SEC IAPD

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