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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-07 |
| MN | RA | APPROVED | 2024-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Minneapolis | MN | 04/2024 | Present |
| Regents Capital Corporation | Costa Mesa | CA | 07/2023 | 11/2023 |
| Vfi Corporate Finance | Salt Lake City | UT | 10/2022 | 07/2023 |
| 5Th Line Capital | Boston | MA | 08/2022 | 10/2022 |
| Iterable | San Francisco | CA | 07/2021 | 07/2022 |
| Podium | Lehi | UT | 03/2021 | 07/2021 |
| Vfi Corporate Finance | Salt Lake City | UT | 01/2019 | 03/2021 |
| Merrill Lynch | Memphis | TN | 09/2018 | 11/2018 |
| Zions Bank Corporation | Salt Lake City | UT | 05/2018 | 08/2018 |
| Armentum Partners | Park City | UT | 11/2017 | 05/2018 |
| St. Regis Deer Valley | Park City | UT | 07/2012 | 06/2018 |
| Unemployed | Minneapolis | MN | 11/2023 | 04/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-23 |
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