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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-07
MN RA APPROVED 2024-09-05
  • TX RA
    APPROVED
    Since 2024-10-07
  • MN RA
    APPROVED
    Since 2024-09-05

Branch Locations

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Minneapolis MN 04/2024 Present
Regents Capital Corporation Costa Mesa CA 07/2023 11/2023
Vfi Corporate Finance Salt Lake City UT 10/2022 07/2023
5Th Line Capital Boston MA 08/2022 10/2022
Iterable San Francisco CA 07/2021 07/2022
Podium Lehi UT 03/2021 07/2021
Vfi Corporate Finance Salt Lake City UT 01/2019 03/2021
Merrill Lynch Memphis TN 09/2018 11/2018
Zions Bank Corporation Salt Lake City UT 05/2018 08/2018
Armentum Partners Park City UT 11/2017 05/2018
St. Regis Deer Valley Park City UT 07/2012 06/2018
Unemployed Minneapolis MN 11/2023 04/2024
Morgan Stanley Private Bank, N.A New York NY 08/2024 Present
  • 04/2024 → Present
    Minneapolis, MN
  • 07/2023 → 11/2023
    Regents Capital Corporation
    Costa Mesa, CA
  • 10/2022 → 07/2023
    Vfi Corporate Finance
    Salt Lake City, UT
  • 08/2022 → 10/2022
    5Th Line Capital
    Boston, MA
  • 07/2021 → 07/2022
    Iterable
    San Francisco, CA
  • 03/2021 → 07/2021
    Podium
    Lehi, UT
  • 01/2019 → 03/2021
    Vfi Corporate Finance
    Salt Lake City, UT
  • 09/2018 → 11/2018
    Merrill Lynch
    Memphis, TN
  • 05/2018 → 08/2018
    Zions Bank Corporation
    Salt Lake City, UT
  • 11/2017 → 05/2018
    Armentum Partners
    Park City, UT
  • 07/2012 → 06/2018
    St. Regis Deer Valley
    Park City, UT
  • 11/2023 → 04/2024
    Unemployed
    Minneapolis, MN
  • 08/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-05
S63 Uniform Securities Agent State Law Examination 2024-08-23
  • S65 Uniform Investment Adviser Law Examination
    2024-09-05
  • S63 Uniform Securities Agent State Law Examination
    2024-08-23

View on SEC IAPD

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