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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-25 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Buffalo | NY | 06/2018 | 10/2018 |
| Allegheny College | Meadville | PA | 08/2014 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 10/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2018 | Present |
Landlord/rental property owner-Buffalo NY 14223, Since 08/15/2023. 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-14 |
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