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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-30 |
Branch Locations
1599 Lake Robbins Drive Suite B-150, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | The Woodlands | TX | 05/2026 | Present |
| Charles Schwab Bank, Ssb | The Woodlands | TX | 05/2026 | Present |
| Unemployed | Tomball | TX | 09/2025 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Charlotte | NC | 09/2019 | 12/2021 |
| Alliancebernstein | San Antonio | TX | 08/2018 | 09/2019 |
| Usaa | San Antonio | TX | 03/2017 | 08/2018 |
| L Brands | Spring | TX | 02/2017 | 03/2017 |
| University Of Houston | Houston | TX | 08/2014 | 10/2016 |
| Unemployed | Montgomery | TX | 10/2016 | 02/2017 |
| Bank Of America, N.A | Charlotte | NC | 12/2021 | 05/2022 |
| Finalis Securities Llc | New York | NY | 06/2023 | 08/2025 |
| Concourse Development | Houston | TX | 08/2022 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-29 |
| S66 | Uniform Combined State Law Examination | 2020-01-08 |
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