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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Readytalk, A Pgi Company | Denver | CO | 04/2017 | 11/2018 |
| Tapinfluence | Denver | CO | 08/2016 | 11/2016 |
| Unemployed | Arvada | CO | 11/2016 | 03/2017 |
| Any Weather Capital (4Th Industrial Index) | Arvada | CO | 01/2017 | 11/2018 |
| Axa Advisors, Llc | New York | NY | 11/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2018 | 06/2022 |
| Fidelity Investments | Greenwood Village | CO | 05/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-109511|OrgNmn:University of Denver Daniels Alumni Advisory Board|Org Addr:Denver,Colorado,US|OBA Nature:Alumni Association|Invst Rel:N|Title:Alumni Advisory Board Member|Duties:Serve as an ambassador on behalf of the College and role model ? for other alumni. ? If you are a Denver-area resident, o Attend the AAB's Fal|StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|OBA-97011|OrgNmn:Any Weather Capital LLC|Org Addr:Thornton,Colorado,US|OBA Nature:Single Family Rental Property|Invst Rel:Y|Title:Property Owner|Duties:Property Owner|StrtDt:04-01-23|TotHrs/mon:4|TrdHrs/mon:0|OBA-127692|OrgNmn:University of Denver Black Alumni Affinity Network|Org Addr:Denver,Colorado,US|OBA Nature:Creates a supportive community|Invst Rel:N|Title:Co-Chair|Duties:Network Co-Chair The Network Co-Chair assists the Chair in furthering the goals of the network. This individual acts as a backup and strong pa|StrtDt:03-12-26|TotHrs/mon:2|TrdHrs/mon:0|OBA-68909|OrgNmn:Mile High United Way|Org Addr:Denver,Colorado,US|OBA Nature:Mile High United Way fights fo|Invst Rel:N|Title:Catalyst Society Member|Duties:Interview, recommend, and review independent auditors|StrtDt:08-11-21|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-30 |
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