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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-23 |
Branch Locations
15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, National Association | Irvine | CA | 05/2018 | 07/2018 |
| Hsbc Securities Usa, Inc. | Irvine | CA | 08/2018 | 07/2021 |
| First General Bank | Irvine | CA | 11/2017 | 04/2018 |
| Unemployed | Guangzhou | 05/2017 | 10/2017 | |
| East West Bank | Irvine | CA | 10/2012 | 05/2017 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 08/2021 | 04/2022 |
| Wells Fargo Bank, Na | Irvine | CA | 08/2021 | 04/2022 |
| Bny Mellon | Newport Beach | CA | 05/2022 | 04/2023 |
| Wells Fargo Clearing Serivces, Llc | Irvine | CA | 06/2023 | 01/2026 |
| Hsbc Bank Usa, N.A. | Irvine | CA | 01/2026 | Present |
| Hsbc Securities (Usa) Inc. | Irvine | CA | 01/2026 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-11 |
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