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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steve Rice And Associates | Elizabethtown | KY | 05/2017 | 09/2018 |
| Murray State University | Murray | KY | 08/2016 | 05/2017 |
| Murray State University | Murray | KY | 08/2017 | 05/2018 |
| Woodbury Financial Services Inc | Elizabethtown | KY | 09/2018 | 01/2024 |
| Osaic Wealth, Inc. | Elizabethtown | KY | 01/2024 | 06/2024 |
| Lpl Financial Llc | Elizabethtown | KY | 06/2024 | Present |
1. 05/21/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 6/3/2024 - 3 Hrs/Mo; 1 Hr During Trading. 2. 05/21/2024 - Rice Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/3/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-18 |
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