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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-17 |
Branch Locations
Cwm Retail, Sales 9503 E Las Tunas Dr., Temple City, CA 91780 • United States
Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States
Cwm Retail, Sales 1188 S. Diamond Bar Blvd., Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank N.A | Rosemead | CA | 06/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-05 |
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