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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
| CA | RA | APPROVED | 2014-03-03 |
Branch Locations
701 E Main St, Alhambra, CA 91801 • United States
9635 Las Tunas Dr, Temple City, CA 91780 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | El Segundo | CA | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 11/2016 | Present |
INDIGO GRAY, LLC; INV-RELATED; DELAWARE, DE; 100% OWNERSHIP; START: 01/05/2014; HOURS: 5 PER MONTH - 0 DURING TRADING; DUTIES: LLC HOUSING RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-12 |
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