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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-20 |
| CA | RA | APPROVED | 2017-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 06/2017 | Present |
| Bank Of America, N.A. | Alhambra | CA | 09/2014 | 06/2017 |
| Bank Of America, N.A. | Beverly Hills | CA | 01/2018 | Present |
I*10332 For profit or not for profit: Name of outside business organization: rental property Investment related: Address of business: Alhambra, California 91801 Nature of business: , Position, title, association: , Start date of relationship: 11/26/2020 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: I*10475 Entity Type: Rental Property Name of outside business organization: BP Rental Investment related: Address of business: Baldwin Park, California 91706 Position, title, association: Start date of relationship: 1/20/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: I*700253 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Rosemead, California, 91770 Position, title, association: Co-owner with other family members, Start date of relationship: 12/15/2021 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: I*5059268, Entity Type: Entity For Profit, Name of OBA: Prime Sports Card Trading, Address: ca, California, 91775, Investment Related: N, Position, Title, Association: ["Officer"], Employee Start Date: 08/13/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: a manager is expected to run the business and my expected responsiblity is to pay the manager for his serivce and the goods that he source, the operation is mainly run with the manager taking of the operation buy sports cards, and sell them online
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-26 |
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