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Yi Shen

J.P. Morgan Securities LLC

Temple City, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-02
CA RA APPROVED 2026-07-01
  • TX RA
    APPROVED_RES
    Since 2026-07-02
  • CA RA
    APPROVED
    Since 2026-07-01

Branch Locations

9647 E. Las Tunas Drive, Temple City, CA 91780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Temple City CA 06/2026 Present
J.P. Morgan Securities Llc Temple City CA 06/2026 Present
Citigroup/Citibank El Monte CA 10/2011 06/2026
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Temple City, CA
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Temple City, CA
  • 10/2011 → 06/2026
    Citigroup/Citibank
    El Monte, CA
Previous Registrations
  • 2020-03-16 → 2026-07-06
    Citigroup Global Markets Inc.
    Monterey Park, CA
    Fountain Valley, CA
    El Monte, CA
    Diamond Bar, CA
    Burbank, CA
    Monterey Park, CA
    Fountain Valley, CA
    Burbank, CA
    Fort Mill, SC
    Ft Lauderdale, FL
    San Antonio, TX
    Fountain Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2006-06-01
  • S65 Uniform Investment Adviser Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2006-06-01
Other Names
  • Kate Shen

View on SEC IAPD

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