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Liang Ke Yu

J.P. Morgan Securities LLC

Temple City, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-21
CA RA APPROVED 2019-03-21
  • TX RA
    APPROVED_RES
    Since 2025-02-21
  • CA RA
    APPROVED
    Since 2019-03-21

Branch Locations

9647 E. Las Tunas Drive, Temple City, CA 91780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Temple City CA 10/2012 08/2020
Jpmorgan Chase Bank, N.A Temple City CA 05/2014 08/2020
Jpmorgan Chase Bank, N.A. Temple City CA 08/2020 Present
Jp Morgan Securities Llc Temple City CA 08/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-11
S63 Uniform Securities Agent State Law Examination 2012-09-28
  • S66 Uniform Combined State Law Examination
    2019-03-11
  • S63 Uniform Securities Agent State Law Examination
    2012-09-28
Other Names
  • Vincent Yu
  • Liang-Ke Yu
  • Liang Ke Yu
  • Liang Ke Yu
  • Liangke Yu

View on SEC IAPD

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Other Investors

WILLIAM TIEN
Mike Lo
YI SHEN
STEPHANIE LEE
BRYANT SHAN TCHAN
Zhen Rong Yu
TAT GARY H TSUI
LINXIN CHEN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · TEMPLE CITY, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMPLE CITY, CA
CITIGROUP GLOBAL MARKETS INC. · Temple City, CA
CETERA INVESTMENT ADVISERS LLC · TEMPLE CITY, CA
RF CAPITAL MANAGEMENT · ARCADIA, CA
J.P. MORGAN SECURITIES LLC · TEMPLE CITY, CA
CETERA INVESTMENT ADVISERS LLC · TEMPLE CITY, CA
U.S. BANCORP ADVISORS, LLC · Arcadia, CA

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